Regulatory Issues

· Letter to Jennifer Shasky Calvery, U.S. Department of the Treasury, regarding Association Comments regarding Customer Due Diligence Requirements for Financial Institutions; Notice of Proposed Rulemaking RIN 1506-AB25 ("NPRM"), October 14, 2014

· Letter to Department of the Treasury, Office of the Comptroller of the Currency, Federal Deposit Insurance Corporation, Board of Governors of the Federal Reserve System and Securities and Exchange Commission regarding Comment Letter on the Notice of Proposed Rulemaking Implementing the Volcker Rule - Foreign Funds Designation and Definition of Trustee (Docket IDS -- OCC - 2011-14/RIN 1557-AD44; FRB Docket No. R-1432/RIN 7100 AD 82; FDIC RIN: 3064-AD85; SEC Release No. 34-65545/File No. S7-41-11/RIN: 3235-AL07), February 8, 2012

· Letter to Don Donahue, The Depository Trust & Clearing Corporation ("DTCC"), regarding Universal Use of XBRL for Corporate Actions Messaging, November 10, 2010

· Letter to Pierre Francotte, Euroclear and Don Donahue, The Depository Trust & Clearing Corporation ("DTCC"), regarding Depository Bank Loan Services - Interoperability Efforts, February 18, 2010

· Letter to Janet Wynn, The Depository Trust & Clearing Corporation ("DTCC"), regarding Follow-up Actions to Further Promote Timely Call Announcements, February 18, 2010

· Letter to Janet Wynn, The Depository Trust & Clearing Corporation ("DTCC"), regarding Industry-Wide Initiative to Review the Use and Risks of Protect Guarantees and Letters of Liability in Corporate Actions, January 12, 2010

· Letter to Donald Donahue, The Depository Trust & Clearing Corporation ("DTCC"), regarding DTCC's Data Printouts, April 1, 2009

· Letter to Robert J. McGrail, The Depository Trust & Clearing Corporation, regarding the Association's Views on Data Concerning Late Notices on Partial Calls and Recommended Action Steps, January 22, 2008

· Letter to Robert J. McGrail, The Depository Trust & Clearing Corporation, regarding the September 2007 White Paper, Transforming Structured Securities Processing, November 15, 2007

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