European Commission Targeted Consultation on the Review of the Regulation
on Improving Securities Settlement in the European Union and on Central
Securities Depositories ("CSDR Review"); CSDR Review - AGC Response -
Summary Extract, February 2, 2021
European Commission Public Consultation on the Review of the AIFMD -
Investor Protection; Submission of the AGC European Focus Committee -
Summary and Extract, January 29, 2021
Letter to the Financial Stability Board (FSB), regarding FSB's Discussion
Paper on Regulatory and Supervisory Issues Relating to Outsourcing and
Letter to the Assets & Residence Policy Team, HM Revenue and Customs,
regarding the Fifth Money Laundering Directive and Trust Registration
Service, Technical Consultation Document of January 24, 2020,
February 21, 2020
Letter to the BEIS/Law Commission, regarding Intermediated Securities Call
for Evidence, November 29, 2019
the HM Treasury, regarding Transportation of the Fifth Money Laundering
Directive, June 10, 2019.
Naerings og fiskeridepartementet, regarding Shareholders Rights Directive
II (SRDII), March 29, 2019.
Letter to European
Commission, regarding Ares(2018)2778673 / Draft Delegated Regulation
Amending Delegated Regulation (EU) No 2016/438 as Regards Safe-keeping
Duties of Depositaries for UCITS Funds, and Ares (2018)2778659 / Draft
Delegated Regulation Amending Delegated Regulation (EU) No 231/2013 as
Regards Safe-keeping Duties of Depositaries for Alternative Investment
Funds, June 26, 2018.
EU Consultation on Conflict of Laws, June 30, 2017.
Letter to Olga Petrenko, ESMA, regarding Clarification and Challenges for
MiFID/MiFIR Transaction Reporting, June 29, 2017.
Comment Communication Submitted on September 23, 2016 to ESMA, regarding
Asset Segregation and Custody Services.
European Securities and Markets Authority (ESMA), regarding AGC Response
to ESMA's Consultation Paper on Guidelines on Participant Default Rules
and Procedures Under CSDR, June 30, 2016.
Paper on Regulatory Technical Standards on the CSD Regulation (“draft RTS”);
The Operation of the Buy-In Process, 30 June 2015 (the “Consultation
Paper”), August 6, 2015.
European Securities and Markets Authority; European Banking Authority;
European Insurance and Occupational Pensions Authority; Joint Committee of
the European Supervisory Authorities -- regarding Draft Regulatory
Technical Standards/Risk-mitigation techniques for OTC-derivative
contracts not cleared by a CCP under EMIR, July 10, 2015.
European Commission Green Paper, Building a Capital Markets Union (the
"Green Paper"), May 13, 2015.