· EU Consultation on Conflict of Laws, June 30, 2017.

· Letter to Olga Petrenko, ESMA, regarding Clarification and Challenges for MiFID/MiFIR Transaction Reporting, June 29, 2017.

· Comment Communication Submitted on September 23, 2016 to ESMA, regarding Asset Segregation and Custody Services.

· Letter to European Securities and Markets Authority (ESMA), regarding AGC Response to ESMA's Consultation Paper on Guidelines on Participant Default Rules and Procedures Under CSDR, June 30, 2016.

· Consultation Paper on Regulatory Technical Standards on the CSD Regulation (“draft RTS”); The Operation of the Buy-In Process, 30 June 2015 (the “Consultation Paper”), August 6, 2015.

· European Securities and Markets Authority; European Banking Authority; European Insurance and Occupational Pensions Authority; Joint Committee of the European Supervisory Authorities -- regarding Draft Regulatory Technical Standards/Risk-mitigation techniques for OTC-derivative contracts not cleared by a CCP under EMIR, July 10, 2015.

· European Commission Green Paper, Building a Capital Markets Union (the "Green Paper"), May 13, 2015.

 

 

 

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