EU Consultation on Conflict of Laws, June 30, 2017.
Letter to Olga Petrenko, ESMA, regarding Clarification and Challenges for
MiFID/MiFIR Transaction Reporting, June 29, 2017.
Comment Communication Submitted on September 23, 2016 to ESMA, regarding
Asset Segregation and Custody Services.
European Securities and Markets Authority (ESMA), regarding AGC Response
to ESMA's Consultation Paper on Guidelines on Participant Default Rules
and Procedures Under CSDR, June 30, 2016.
Paper on Regulatory Technical Standards on the CSD Regulation (“draft RTS”);
The Operation of the Buy-In Process, 30 June 2015 (the “Consultation
Paper”), August 6, 2015.
European Securities and Markets Authority; European Banking Authority;
European Insurance and Occupational Pensions Authority; Joint Committee of
the European Supervisory Authorities -- regarding Draft Regulatory
Technical Standards/Risk-mitigation techniques for OTC-derivative
contracts not cleared by a CCP under EMIR, July 10, 2015.
European Commission Green Paper, Building a Capital Markets Union (the
"Green Paper"), May 13, 2015.